Conor I. Anderson
Partner – Head of Advisor Services
Conor I. Anderson is a Partner and the Head of Advisor Services for AdvisorAssist. Conor has over 15 years of investment compliance experience, which includes SEC, FINRA and global functional compliance expertise. Mr. Anderson has also recently served as a Chief Compliance Officer for an RIA who manages a Registered Investment Company Exchange Traded Fund.
Before joining AdvisorAssist, Conor was a Compliance Officer and Vice President with F-Squared Investments, an SEC-registered investment adviser based in Wellesley, MA. Conor joined F-Squared in 2014 to serve as a point of contact for compliance with the SEC post examination, including providing advice on regulatory and deficiency matters, conducting required compliance training, policy-drafting, opining on the firm’s risk assessment, and reviewing client communications and advertising.
Previously, Conor was the Global Head of Communications Compliance for State Street Global Advisors and State Street Global Markets, LLC. While at State Street, Conor was responsible for the oversight of the global communications and product distribution compliance initiatives, and for ensuring compliance with SEC, FINRA, CFTC, and GIPS rules and standards for the investment adviser and broker-dealer compliance programs.
Conor began his career with MFS Investment Management, as a Compliance Analyst responsible for ensuring compliance with the directives of the broker-dealer and investment adviser programs.
Conor is a graduate of Colby-Sawyer College, where he earned a Bachelors of Arts in Communications and Media Studies.