AdvisorAssist focuses exclusively on serving investment advisory firms.

AdvisorAssist provides comprehensive, turnkey solutions for both new and transitioning advisors as well as established registered investment advisor (“RIA”) firms. As a national leader in RIA registration, transition, and compliance support services, AdvisorAssist provides actionable advice and execution to advisors to launch and protect their advisory firms. From concept through launch, we partner with advisors to assist in building world-class advisory practices. For established firms, we provide the ongoing compliance, risk management and strategic support that enables advisors to focus on growing their practice.

Our proven capabilities, unparalleled delivery and world-class technology make us the optimal partner to help you plan, launch and and protect your advisory firm.

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Starting an RIA?

We will guide you every step of the way in launching your new RIA firm. Leverage our decades of experience to get your new firm established quickly and correctly.

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Need transition support?

Are you looking to break away from the traditional wirehouse or broker dealer model? We can guide you from the initial planning stages to execution of your transition to a new RIA firm.

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Compliance Support?

Stay ahead of the regulatory curve. We provide comprehensive compliance support programs to guide and support your firm through the maze of regulatory requirements.

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Ready for an Audit?

Are you prepared? Our on-site or remote mock examination services take comprehensive review of your RIA firm to help ensure that you are fully prepared for an SEC or State audit.

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About AdvisorAssist

AdvisorAssist. Where Advisors turn for Advice.

AdvisorAssist the leading consulting firm supporting registered investment advisors. Through consultative services and outsourcing, AdvisorAssist provides expertise, resources and actionable solutions that enable investment advisors to achieve their full potential.

We are not your typical consulting firm.

We deliver practical, actionable advice and solutions that are specific to your unique situation and business model by bringing together the three critical components of your advisory practice:
People, Process and Technology.

As your partner, we will ensure that you receive the personal attention and service that you expect and deserve. Our sole objective will be to help you build an institutional-quality franchise that will expand your growth opportunities, protect your franchise and improve your efficiency and scalability.

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We bring real-world entrepreneurial experience to our client relationships and provide guidance from initial setup to ongoing strategic, operational and regulatory support. Our appreciation for the “business of our business” comes from our years of experience in establishing and running investment advisory businesses. Our Principals have held leadership positions on the front lines of every functional area of the investment firm.

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The AdvisorAssist team has “real world” experience in establishing, running and auditing investment advisory businesses. We have a deep appreciation not only for the parts but for the whole.

This functional breadth allows us to engage clients in a unique, integrated manner. By viewing each business issue through multiple lenses, we deliver better solutions to our clients. For instance, when a client asks us to tackle an operational project, they know that we do so with the “big picture” in mind (always mindful of potential opportunities or limitations rooted in operations, technology, compliance or strategy).

Our clients benefit from this integrated approach by eliminating the risk and coordination costs that come from engaging multiple functional specialists.

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AdvisorAssist provides customized solutions for independent RIA’s, asset managers and hedge funds. Our sole objective is to help our clients build, grow, protect and optimize their practices.

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