AdvisorAssist is here to guide you every step of the way in launching your new registered investment advisory firm. Our transition support includes:

  • Business Model Planning
  • Transition Timeline & Project Plan
  • Compliance Program Design
  • Transition Support
  • Operations & Technology Analysis
  • Marketing & Advertising Review

The foundation of a successful launch starts with planning. With our integrated approach, we mitigate regulatory risk by designing a compliance program that is customized to your business model (including your processes, technology, and human resources).

We help create a seamless transition to your own RIA by designing your compliance program (ADV, compliance manual, client agreements, etc), managing the registration process with the applicable regulator(s), and providing support and training on your compliance responsibilities.

Please contact us to learn more about our registration and transition services.  We can be reached at 617-800-0388, Option 1 (Sales) or schedule a convenient time below.