VP Advisor Compliance
Conor Anderson is a Vice President of Compliance for AdvisorAssist. Mr. Anderson has over 10 years of investment compliance experience.
Before joining AdvisorAssist, Conor was a Compliance Officer and Vice President with F-Squared Investments, an SEC-registered investment adviser based in Wellesley, MA. While at F-Squared, Conor served as a point of contact for compliance and SEC-related issues, including providing advice on regulatory matters, conducting required compliance trainings, policy-drafting, opining on the firm’s risk assessment, and reviewing client communications and advertising.
Previously, Conor was the Global Head of Communications Compliance for State Street Global Advisors and State Street Global Markets, LLC. While at State Street, Mr. Anderson was responsible for the oversight of the global communications and product distribution compliance initiatives, and for ensuring compliance with SEC, FINRA, CFTC, and GIPS rules and standards for the investment adviser and broker-dealer compliance programs.
Conor began his career with MFS Investment Management, as a Compliance Analyst responsible for ensuring compliance with the directives of the broker-dealer and investment adviser programs.
Conor is a graduate of Colby-Sawyer College, where he earned a Bachelors of Arts in Communications and Media Studies.