Starting an RIA?
AdvisorAssist provides a comprehensive, turn-key solution for investment advisors in transition looking to gain independence.
We take you through a thorough business model self-assessment that helps you explore whether starting a RIA or joining an existing RIA is the best option for you. We guide you through the many variables related to leaving your existing firm and help you build an effective business plan.
To ensure a seamless process from start to finish with minimal disruption to you and your clients, we put together an in-depth transition timeline and serve as your project manager and compliance expert throughout the transition process.
We help you understand the complex regulatory requirements related to your RIA and customize a compliance program specific to your firm. We do not deliver a “one-size-fits-all” service. We promise to deliver a compliance program that is tailored to meet your unique needs and situation. We navigate you through the registration process with the applicable regulator (SEC or state) and put together a project plan to help get your new RIA up and running as quickly as possible. Outside of your RIA registration, we guide you through the many business decisions related to starting your firm such as assessing your technology and operational needs and help with the selection of vendors and third party software (ie. custodian, CRM, archiving, etc.) that can best integrate with your firm.
Learn more about our RIA Registration services:
To request information, please complete the adjacent form or contact us at (866) 513-4042.