Advisor Training

business-trainingAdvisorAssist professionals can provide your firm with targeted training on regulatory and business topics. Our training seminars are conducted in various formats (on-site training, webinars, conference calls) which are tailored to meet the needs of your firm. These sessions can be either structured or open discussions based on the topics important to you.

Common training programs requested include:

  • New Chief Compliance Officer Orientation
  • Preparing for SEC or State Registration
  • Developing an Effective Compliance Program
  • Drafting an Investment Policy Statement
  • Preparing for a Regulatory Examination
  • Performing a Compliance Self-Assessment

For more information on our training programs, please contact us at (617) 800-0388, Option 1.