Email Monitoring and Compliance

Registered Investment Advisors are required to monitor, protect and archive emails. As a RIA, you have the responsibility to maintain books and records and maintain the privacy of your clients’ information. As we have become dependent on email for our daily communications, you must have a solution that meets your business needs as well the regulatory requirements.

AdvisorAssist can assist with selecting and implementing the best solution to meet the needs of your firm. From Blackberry or iPhone synchronization, to archiving, to CRM system integration, AdvisorAssist’s technology professionals can help you select and implement a solution that meets your budget, requirements and plans for growth.